Global trends in urbanisation demonstrate not only population shifts from rural to urban areas, but also an increase in the political power of cities. While cities are typically characterised as sub-units of the state, they are increasingly becoming semi-independent political actors. Their activity in global politics (e.g., supranational city-based networks) and within the state (e.g., regulations which challenge national laws) indicate a desire for greater political autonomy vis-à-vis the state. To that extent, it may seem as if cities and city-zenship are headed towards an emancipation from nationality, calling for the expansion of civic capacities at the city level.
However, while applauding this trend, I want to deepen the ambivalence in Rainer Bauböck’s account of urban citizenship and suggest a skeptical but friendly critique towards notions of emancipating urban citizenship from nationality. The relationship between urban and national citizenship should not be seen as mutually exclusive; claims for enhancing city-zenship and decentralising state power are warranted only insofar as they provide forward-thinking urban response to the decline in democratic participation and civic solidarity at national levels. While these claims highlight the tensions between cities and states, they do not obviate the role of the state as the polity that safeguards the autonomy of city-dwellers and enables them to act individually and collectively towards shaping the city’s public sphere and its conception of the good.
To complement Avner de Shalit’s story about changing sociopolitical attitudes when thinking like a city or state, I open my response with another story, also from Berlin. In the summer of 2016 I was researching the nexus of ecological citizenship and political city-zenship, part of which entailed conducting interviews with urban environmental activists (Barak 2019). One of the projects I visited was an area in the city centre squatted by activists. Originally slated to become a parking lot, the activists had transformed it into an urban forest, with a community food-garden and café in which local city-zens could relax, practice urban agriculture and meet. The activists justified their opposition to the municipal plan by passionately declaring their right to the city: “we have a political mission! For us, the main question was who decides how to use urban space. We have tailored this space according to the real needs of the people who live here.” They further justified their action by making a connection between themselves and the history and civic memory of the city, whereby their successful struggle was viewed as building on the local legacy of resistance to urban development projects characteristic of West Berlin in the 1960s. However, when I inquired more deeply into their oppositional stance vis-à-vis the municipality, one of the activists responded: “We negotiate with the municipality because they always want to close us down (…) and there’s always the danger of privatisation, which is what the municipality really wants to do (…) [My actions are legitimate because] I’m a citizen; I have rights.”
What happened to these interviewees? When we were discussing the character of their activism, they connected their form of political participation with their residence in the city and its political identity. However, when it came down to legitimacy for action, these activists acknowledged that active participation that opposes municipal policies (e.g., direct action, demonstrating, rallying, demanding referenda) is contingent upon the civil and political rights enshrined in and safeguarded by the state (e.g., the right to liberty, freedom of thought, speech, association, and peaceful assembly). In other words, when thinking about participation, membership and political identity, these activists were seeing like a city (Magnusson 2011). But when it came down to legitimacy for action, these activists were seeing like a state (Scott 1998), acknowledging its raison d’être as a precondition for meaningful participation.
Indeed, in interviews in other German and Israeli
cities, I found similar responses: the forms of participation that activists
take and their justification for action are associated with
membership-residence in specific cities, implying that different civic meanings
and justifications are attributed to similar projects. Ius domicilii is not only a good criterion for
determining membership in the city’s political community, but residence in a
city is also associated with cities’ intrinsic logic (Löw
2012), civic ethos (Bell and de Shalit 2011), and civic memory (Dagger 1997).
In this regard, the city seems like a discrete political arena where city-zens
promote the common good. However, especially in civic struggles that oppose
municipal planning and social policies, city-zens/ urban activists recognise
that political participation in cities is not independent of the state, but
rather dependent on the political and civil rights enshrined therein.
While seeing like a city is distinct from seeing like a state (Barak and de Shalit 2020), it is crucial to acknowledge the institutional hybridity of city-zenship and the state’s fundamental role in securing individual civil and political rights. Recognising this aspect does not eliminate the challenges that cities pose for states by filling policy lacunas or challenging national legislation in domestic and global issues. In this respect, city-zenship ought to be distinct from national citizenship and seen as complementary. However, adding to Rainer Bauböck’s focus on the international status of national citizenship and the stability it provides across generations, it is no less important to recognize how national citizenship facilitates urban citizenship and, to a large extent, enables civic engagement at the city level. Thus, urban citizenship is not only complementary to national citizenship, it is also contingent upon its functioning and, therefore, cannot be emancipated from it.
What is true at the level of individuals is, I
believe, also applicable at the institutional level of cities and states.
Indeed, cities are boldly facing up to local and global problems insufficiently
addressed by nation-states, and putting forward urban responses (e.g., cities
action in global climate politics). In this regard the post-national conception
of urban citizenship is certainly a good argument for enhancing cities’
political autonomy and for deepening the schism between cities and states.
However, thinking about emancipating urban
citizenship from nationality raises three points for consideration.
While cities are quite successful in the untraditional
issues they are tackling, they lack the political capacity to address these
issues comprehensively, which suggests that their emancipation from nationality would not only
impose impossible burdens on them, but would also absolve the state from its
responsibilities. For example, regarding climate and environmental
policies, C40 and
other cities are effectively reducing their carbon emissions, divesting from fossil
fuels, and transitioning to more sustainable development schemes. However,
structurally, cities lack the capacity to legislate and regulate resource
extraction, industrial policies and other necessary factors for effective
climate policy (Wachsmuth, Cohen, and Angelo 2016). With regard to income
inequality, cities lack access to effective tax and welfare policies (and as
suggested in de Shalit’s response – issues of material inequalities are more
closely associated with state capacities). Divorcing city-zenship from national
citizenship might change this situation; however it is quite difficult to see
how cities could be effective in addressing these issues while maintaining
their socio-political attributes as non-sovereign entities.
Also, think about the following political
architecture: the principle of ius domicilii is
equally applied not only to properly urban communities (i.e., cities) but also
to sub-urban and rural local governments (or else it would entail an
inegalitarian political arrangement), and this form of citizenship is fully
emancipated from nationality. When these local governments convene as equals in
attempts to devise effective climate governance, or any other national and
global collective action problem, this would introduce additional veto players
who can block global efforts, and therefore deepen already existing urban-rural
schisms. In this regard, binding urban citizenship to national citizenship
serves as a mechanism for restraining declining urban-rural solidarities. Moreover,
this political architecture is quite different from the current situation in
which supranational city-based networks are challenging national legislation in
virtue of their economic and political power, and due to their ability to
cooperate, learn and transfer effective policies (and I should clarify that in
no way do I suggest that these actions are illegitimate). Lastly, I tentatively
suggest that, in virtue of their power, the bigger and richer cities have a
normative duty to be more attentive to this concern to justify their enhanced
point in addressing the relationship between urban citizenship and nationality
relates to the downplayed role of the state in contemporary urban narratives
about dysfunctional nation-states and highly competent cities. The
high-functionality of cities is tied with the functionality of the state and/or
federal government in many, supposedly invisible, domains – primarily in
providing national security and the protection of civil and political rights,
in employing fair and just income tax and many more fields which do not, and
probably cannot, have a city-based equivalent. Apropos his most radical
suggestion – to change the global order of states through city-based
cooperative networks – Benjamin Barber admits:
“Cities can cross borders easily, but they exist only within borders as subsidiary civic entities inside of states, subject to statist powers, sovereignty, and jurisdiction. Cities can govern globally where states can’t, but only insofar as national states let them or look the other way.” (Barber 2013, 166)
authors of the ‘new localism’ complement this notion:
“The devolution of power and problem solving to local levels is not an argument against the importance of federal and state governments… The federal government must do things that only it can do, including safeguarding national security, providing a stronger social safety net than it presently does, providing guarantees of constitutional protections and civil rights, making smart national infrastructure investments, protecting natural resources, protecting the integrity of markets and funding scientific research, innovation, and postsecondary education to keep the nation competitive.” (Katz and Nowak 2018, 10)
caveats swallow the premise of any attempt to emancipate urban citizenship from
nationality. An autonomous and empowered city will ‘solve problems’ very
efficiently given the condition of a competent, just, and functional federal
and state government. If so, the implicit attempt to short-circuit state and
federal politics in favor of a city-based ‘problem solving’ by emancipating
urban citizenship from nationality is off the mark. Depicting the relationship
between cities, states, and federal governments as a zero-sum-game over
political power is thus likewise misguided, politically dangerous, and
normatively undesirable (Therborn 2011). Just think where New York City would
be if there had been no 2008 federal bailout.
Bringing all these aspects into consideration it becomes clear that while enhancing the schism between cities and states, divorcing urban citizenship from nationality is unwarranted. It would impose an impossible burden on cities and change their fluid dynamic; to a large extent, it would also absolve the state from its responsibility to address collective action problems. Additionally, a divorce might lead to even more complex policy deadlocks, and deepen the already painful schism between urban and rural communities. Lastly, a divorce of this type overlooks the significance of state-functioning for meaningful civic engagement at the city level, and the enhancement of municipal capacities.
This being said, the time is ripe for a new division of political labor between cities and states. In a multilevel political architecture, the role of cities, especially the powerfully-networked global cities, not only complements nationality but also rightfully legitimises cities’ contestation of state policies. This multilevel political architecture locates cities as polities that are not preoccupied with an inter-urban parochialism, positing them instead as polities that live up to their contemporary challenges as national and global leaders.
- Barak, Nir. 2019. “Ecological City-Zenship.” Environmental Politics 0 (0): 1–21. https://doi.org/10.1080/09644016.2019.1660504.
- Barak, Nir, and Avner de Shalit. 2020. “Cities and Political Theory.” In Research Handbook on International Law and Cities, edited by Helmut Aust and Janne Nijman. Edward Elgar.
- Barber, Benjamin R. 2013. If Mayors Ruled the World: Dysfunctional Nations, Rising Cities. Cambridge: Yale University Press.
- Bell, Daniel A., and Avner de Shalit. 2011. The Spirit of Cities: Why the Identity of a City Matters in a Global Age. Princeton, N.J.: Princeton University Press.
- Dagger, Richard. 1997. Civic Virtues: Rights, Citizenship, and Republican Liberalism. Oxford: Oxford University Press.
- Katz, Bruce, and Jeremy Nowak. 2018. The New Localism: How Cities Can Thrive in the Age of Populism. Brookings Institution Press.
- Löw, Martina. 2012. “The Intrinsic Logic of Cities: Towards a New Theory on Urbanism.” Urban Research & Practice 5 (3): 303–15. https://doi.org/10.1080/17535069.2012.727545.
- Magnusson, Warren. 2011. Politics of Urbanism: Seeing Like a City. London: Routledge.
- Scott, James C. 1998. Seeing Like a State: How Certain Schemes to Improve the Human Condition Have Failed. New Haven: Yale University Press.
- Therborn, Göran. 2011. “End of a Paradigm: The Current Crisis and the Idea of Stateless Cities.” Environment and Planning A 43 (2): 272–85. https://doi.org/10.1068/a42328.
- Wachsmuth, David, Daniel Aldana Cohen, and Hillary Angelo. 2016. “Expand the Frontiers of Urban Sustainability.” Nature News 536 (7617): 391. https://doi.org/10.1038/536391a.