This article belongs to the debate » ICON*S 2016
21 June 2016

The referendum of the UK’s EU membership: No legal salve for its disenfranchised non-resident citizens

On Thursday 23rd June 2016, pursuant to the European Union Referendum Act 2015, a UK-wide referendum will be held on the question: ‘should the UK remain a member of the EU or leave the EU’. Hitherto, much of the referendum debate has concerned immigration (to the UK) by EU citizens, exercising their mobility rights, with rather unsavoury rhetoric concerning deportation of criminals and ‘warnings’ about future arrivals from candidate accession states. Alongside immigration, leading campaigners have argued that the referendum is, at heart, a about questions of sovereignty and democracy.

Now, the referendum is, of course, itself an act of democratic self-government: following a ‘Leave’ vote, the UK is expected to ‘notify the European Council’ of its decision to withdraw from the Union, pursuant to Article 50 of the Treaty on European Union; it will then negotiate the terms of its withdrawal. In his 19th February 2016 statement following the European Council meeting, Prime Minister David Cameron submitted that it is ‘the British people’ who ‘must now decide whether to stay…or leave’. Indeed, the Prime Minister used the phrase ‘the British people’ no less than six times in his speech. Nevertheless, as I have discussed in an earlier post, neither all ‘the British people’ nor only ‘the British people’ are eligible to vote in this ‘once-in-a-generation’ referendum.

Unlike referendums on state dissolution or separation (cue the 2014 Scottish Independence referendum, discussed here), neither the territorial integrity of the UK nor membership of its body-polity are on the ballot paper on 23rd June 2016 (though a ‘Brexit’ vote is quite likely to prompt demands in Scotland for a second independence referendum). However, for individual UK citizens, in addition to being a key moment of national reflection on the benefits and costs of continued EU membership, the referendum asks, fundamentally, whether UK citizens should retain or lose their EU citizenship status and rights (Chapter V of the Charter of Fundamental Rights), including ‘the right to move and reside freely within the territory of the Member States’ (Article 45) and to be treated there without discrimination. If Leave prevails, then UK citizens who do not hold another EU citizenship will no longer be EU citizens. In contradistinction, citizens of other EU member states residing in the UK will no longer be able to continue to exercise their EU mobility rights in the UK qua EU citizens, (notwithstanding transitional arrangements that are likely to be negotiated after a Leave vote) but they will retain their status as EU citizens.

Now, enfranchised non-citizen residents (Irish and qualifying Commonwealth citizens) who share the view that the referendum should be decided by ‘the British people’ may abstain from voting. Indeed, absent compulsory voting and/or turnout threshold, such abstention would not in of itself affect the referendum outcome. By contrast, UK citizens who have lived outside of the UK for more than 15 years (a threshold which the government’s 2015 Queen’s Speech defined as ‘arbitrary’ and vowed to scrap it in this Parliament) are excluded from participation in a referendum which will determine whether all UK citizens, themselves included, remain EU citizens. Though no official figures are available, it is projected that more than two million UK non-resident citizens are disenfranchised; many of whom reside in other EU MS, exercising their mobility rights.

Two such UK citizens, Harry Shindler, a 94-year-old Second World War veteran residing in Italy (and a persistent challenger of the electoral exclusion of non-resident citizens), and Jacquelyn MacLennan, a 54-year-old lawyer residing in Belgium, challenged their electoral exclusion on both EU and Common Law grounds. The Divisional Court in [2016] EWHC 957 (Admin) and the Court of Appeal in [2016] EWCA Civ 469. Rejected their application; and on 24th May 2016, after oral hearing, a five-member panel of the UK Supreme Court ((Lady Hale chairing, with Lords Mance, Sumption, Reed, and Hughes) denied permission to appeal.

The EU law route

The applicants argued that they are penalised for exercising their treaty right to free movement and residence in another EU member state. They unsuccessfully challenged the government’s position that, in order to prove interference with free movement (and hence engage EU law), the applicants had to either demonstrate that, ex ante, a UK citizen would be deterred from moving from the UK to another EU member state if they knew that they would lose their right to vote 15 years later; or that a person living outside the UK for just under 15 years will be deterred from remaining abroad on these grounds. On this account, a disadvantage must be liable to deter or dissuade persons in the applicants’ position, thereby excluding indirect effects that are ‘too uncertain or insignificant’. The applicants argued that the electoral exclusion of UK citizens penalises or disadvantages them for exercising their (EU treaty) right to free movement by creating a legal incentive to cease exercising mobility rights.

Crucially, had the applicants’ interpretation been accepted by the UK courts, the restriction could only sustain scrutiny pursuant to a legitimate aim and a proportionality assessment. The government’s own characterisation of the 15-year bar as ‘arbitrary’ and the non-applicability of Melnychenko arguments [para 56] for justifying exclusion of non-citizens abroad from participation in electoral process (this is a single issue vote with no constituency representation; with abundant information available online and an ability to engage in debate in multiple fora) coupled with the fundamental, long-term consequences of the vote) point to an all-together different justification which the state presented in its brief: the fact that, because the referendum franchise followed the general election franchise, any change thereto would be deemed as an attempt to skew the referendum outcome. Now, the referendum franchise is not identical to the general election franchise: it was amended to enfranchise Peers and residents of Gibraltar (‘minor adjustments to the franchise’, according to Lord Sumption during the oral hearing). More fundamentally, however, the idea that, based on speculative voting intentions, Parliament can exclude a segment of the ‘British people’ from participation in a national referendum cannot hold. Indeed, it highlights why voting eligibility legislation requires rigorous external scrutiny, as I have argued elsewhere. The remedy via the EU law route would have been the disapplication of the qualification in section 1(4) of the Representation of the People Act 1985, limiting eligibility to citizens who were ‘last resident in the United Kingdom within the period of 15 years ending immediately before the relevant date’.

The (still untrodden…) Common Law path

In Moohan, a majority in the Supreme Court (Lords Kerr and Wilson dissenting) refused to consider the compatibility of eligibility criteria for participation in the Scottish Independence Referendum with Article 3 of Additional Protocol 1 of the European Convention of Human Rights, following Strasbourg jurisprudence which cast referendums outside the ambit of the latter provision due to its linguistic construction (‘…the free expression of the opinion of the people in the choice of the legislature’). Realising that this (debatable) determination would have applied a fortiori to the EU referendum, the applicants pleaded with the Supreme Court to make a declaration of unconstitutionality, noting that the arbitrary disenfranchisement of some non-resident citizens breaches their fundamental common law right to vote. Such a declaration would have been akin to a declaration of incompatibility issued pursuant to section 4 of the Human Rights Act 1998: it would not have affected the validity of the legislation, but would no doubt have sent extralegal shockwaves from Parliament square to Westminster and Whitehall. The Supreme Court adamantly refused to pursue this route, offering instead ‘considerable sympathy for the situation in which the applicants find themselves and…understand[ing] that this is something which concerns them deeply.’

In 2013, following the Chester and McGeoch prisoner voting judgment, I argued that the legal status of the right to vote of UK citizens qua UK citizens is precarious, a conclusion regrettably cemented by Shindler.


SUGGESTED CITATION  Ziegler, Ruvi: The referendum of the UK’s EU membership: No legal salve for its disenfranchised non-resident citizens, VerfBlog, 2016/6/21, https://verfassungsblog.de/the-referendum-of-the-uks-eu-membership-no-legal-salve-for-its-disenfranchised-non-resident-citizens/, DOI: 10.17176/20160621-142646.

2 Comments

  1. Andrew Evans Sat 16 Jul 2016 at 16:44 - Reply

    Dear Sir,

    I would be interested to know your opinion on the argument that EU nationals resident in the UK were discriminated against contrary to TFEU18.

    As far as I can see, giving the franchise to British, Maltese, Cypriot and Irish but not the other UK resident EU nationals is a clear case of discrimination based on nationality.And hence the Referendum Act may be unlawful.

    It appears that the argument on whether the Referendum Act engages EU law is not over. In the Shindler case the Supreme Court did not rule and instead judged “Assuming for the sake of argument that European Union law does apply, we have decided that it is not arguable that there is an interference with right of free movement, for the reasons given by the Divisional Court and the Court of Appeal.” Leaving the door open.

    The appeal court in that case ruled (with caution) that the Act does not engage EU law, whilst the High Court in that case, and the appeal court in Preston and Moohan ruled the Act (and similar) did engage EU law.

    Regards,

    Andrew Evans

  2. Andrew Evans Sat 16 Jul 2016 at 17:21 - Reply

    Ignore Moohan.. Sorry, try Rottmann and Tas-Hagen. Couldn’t it be argued that a vote on whether to leave the EU is within the scope of application of all the treaties? The Shindler Appeal Court’s ruling seems to be “The government don’t need to follow EU law in a vote as to whether or leave the EU”. This seems contrary to the rule of law, but also they had no knowledge of the way the vote was going to go – if it had been remain then would the Act have engaged EU law?

Leave A Comment

WRITE A COMMENT

1. We welcome your comments but you do so as our guest. Please note that we will exercise our property rights to make sure that Verfassungsblog remains a safe and attractive place for everyone. Your comment will not appear immediately but will be moderated by us. Just as with posts, we make a choice. That means not all submitted comments will be published.

2. We expect comments to be matter-of-fact, on-topic and free of sarcasm, innuendo and ad personam arguments.

3. Racist, sexist and otherwise discriminatory comments will not be published.

4. Comments under pseudonym are allowed but a valid email address is obligatory. The use of more than one pseudonym is not allowed.




Explore posts related to this:
EU citizen rights, brexit, union citizenship


Other posts about this region:
Europa, Vereinigtes Königreich